Job title: Compliance Manager
Job type: Permanent
Emp type: Full-time
Location: Cape Town, CBD
Salary type: Annual
Salary: Negotiable
Job published: 03/07/2019
Job ID: 51438

Job Description

Compliance Manager Job 51438 - Cape Town, CBD - CA Financial Appointments

My client, within the financial services sector, is looking for a dynamic, proactive and professional Compliance Manager to join their team. This is a senior role within their Compliance team, and the successful candidate will be responsible for assisting the Head of Compliance with the day to day operation and management of the team. 


  • Keep updated with new and current legislation
  • Oversight of portfolio compliance
  • Preparing both internal and external reports for relevant regulators, trustees and stakeholders
  • Assist with rolling out and maintaining compliance policies within the business
  • Advise on matters relating to the company's code of ethics
  • Perform an overall advisory function within the compliance team


  • Relevant legal qualification/investment qualification
  • Minimum of 5 years' related experience
  • Experience and working knowledge of South African regulation
  • Knowledge of financial markets and financial securities/investments

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