Job title: Compliance Manager
Job type: Permanent
Emp type: Full-time
Location: Cape Town, CBD
Salary type: Annual
Salary: Negotiable
Job published: 03/07/2019
Job ID: 51438

Job Description

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Compliance Manager Job 51438 - Cape Town, CBD - CA Financial Appointments

My client, within the financial services sector, is looking for a dynamic, proactive and professional Compliance Manager to join their team. This is a senior role within their Compliance team, and the successful candidate will be responsible for assisting the Head of Compliance with the day to day operation and management of the team. 

Responsibilities:

  • Keep updated with new and current legislation
  • Oversight of portfolio compliance
  • Preparing both internal and external reports for relevant regulators, trustees and stakeholders
  • Assist with rolling out and maintaining compliance policies within the business
  • Advise on matters relating to the company's code of ethics
  • Perform an overall advisory function within the compliance team

Requirements:

  • Relevant legal qualification/investment qualification
  • Minimum of 5 years' related experience
  • Experience and working knowledge of South African regulation
  • Knowledge of financial markets and financial securities/investments

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