Looking to take the next step in your career? A Financial Services business, is seeking a Retail Compliance Administrator to join their team. The role would entail upfront compliance for the companies retail products. The ideal individual will be someone who is a self-starter, with excellent organisational skills and a keen eye for detail.
- Upfront compliance of all instructions which include FICA and FATCA
- Working closely with Client Relationship Managers to obtain any outstanding documentation required for client on boarding
- Act as point of collaboration between administration team and client services team
- Understand and adhere to the appropriate policies, standards and procedures
- Relevant tertiary qualification
- Previous experience in client on boarding and compliance
- Minimum 3 years experience in a LISP administration environment
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