Job title: Retail Compliance Administrator
Job type: Permanent
Emp type: Full-time
Salary type: Annual
Salary: Negotiable
Location: Cape Town, CBD
Job published: 07/02/2020
Job ID: 51785

Job Description

Looking to take the next step in your career? A Financial Services business, is seeking a Retail Compliance Administrator to join their team. The role would entail upfront compliance for the companies retail products. The ideal individual will be someone who is a self-starter,  with excellent organisational skills and a keen eye for detail. 


  • Upfront compliance of all instructions which include FICA and FATCA
  • Working closely with Client Relationship Managers to obtain any outstanding documentation required for client on boarding
  • Act as point of collaboration between administration team and client services team
  • Understand and adhere to the appropriate policies, standards and procedures


  • Relevant tertiary qualification
  • Previous experience in client on boarding and compliance 
  • Minimum 3 years experience in a LISP administration environment

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