Job title: Compliance Officer
Job type: Permanent
Emp type: Full-time
Salary type: Annual
Salary: Negotiable
Location: Midrand, Gauteng
Job published: 08/09/2025
Job ID: 66283

Job Description

Ready to make your mark in a leading financial services environment? We’re looking for a confident and registered Compliance Officer to join a well-established team driving compliance excellence across South Africa.
This role offers a mix of head-office responsibility and regional impact ideal for someone who enjoys variety, independence, and the chance to make real contributions across branches in Kimberley, PE, Bloem, and beyond.

About the role: 

As a Compliance Officer, you’ll ensure key regulatory frameworks (FAIS, FICA, and more) are implemented, maintained, and monitored across the business. You’ll manage compliance projects end-to-end and advise on risk while keeping stakeholders and the regulator aligned through clear reporting and expert guidance

What you'll be doing: 

  • Maintain and implement the Compliance Risk Management and Monitoring Plan
  • Compile compliance reports for internal teams, clients, and regulators
  • Interpret and apply new legislation across the business
  • Review marketing materials per Board Notice 92 standards
  • Manage FAIS compliance processes and key individual/rep registers
  • Support and advise on TCF (Treating Customers Fairly) outcomes

 What we're looking for: 

  • BCom Law or LLB qualification (essential)
  • RE 1 certification
  • FSCA-registered CAT 1 Compliance Officer (CAT 2 preferred)
  • 3–4 years’ experience in financial services compliance
  • Solid understanding of FAIS, FICA, and related legislation
  • Own vehicle and valid driver’s license, must be willing to travel across the country (fully compensated)

 What’s in it for you?

  • Competitive salary
  • Opportunity to work across multiple branches , variety and visibility
  • Supportive compliance team with room to grow
  • Travel costs covered for regional visits

Let’s connect!
If you're ready to bring your UK VAT expertise to a fast-paced, global setting  apply now.If you don’t hear back from us within 2 weeks of applying, please consider your application unsuccessful. But stay in touch  follow us online and keep an eye out for future opportunities.